Securities America Securities America Financial Corporation is a financial services holding company. Our advisors provide investment and financial planning services including investment securities and insurance services, as well as asset management. Think of Securities America as the behind the- scenes support for your financial advisor. Through our extensive technology, compliance and operational support, our advisors can more readily provide comprehensive and professional service to you, their client. Our 500 employees currently support more than 2,100 talented and well-respected financial advisors across the United States. We are a top Independent Broker/Dealer with approximately $60 billion in client assets for over 500,000 clients nationwide. Securities America’s mission is to foster the success of financial professionals so they can provide quality, objective financial advice and services to their clients.